VantagePro Asset Management activities

vantagepro asset management engages in the following activities as a registered broker/dealer: 1. Retailing corporate securities over-the-counter
2. Selling corporate debt securities
3. Underwriting or sponsoring mutual funds
4. Retailing mutual funds
5. Brokering municipal securities
6. Selling variable life insurance or annuities
7. Writing put and call options
8. Providing investment advisory services
9. Selling tax shelters or limited partnerships in primary distributions
10. Selling tax shelters or limited partnerships in the secondary market
11. Trading securities for its own account
12. Engaging in the private placement of securities
13. Underwriting equities.